the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Modeling 2020 regulatory changes in international shipping emissions helps explain anomalous 2023 warming
Ilaria Quaglia
The summer of 2023 saw an anomalous increase in temperatures even when considering the ongoing greenhouse-gas-driven warming trend. Here we demonstrate that regulatory changes to sulfate emissions from international shipping routes, which resulted in a significant reduction in sulfate particulate released during international shipping starting on 1 January 2020, have been a major contributing factor to the monthly surface temperature anomalies during the last year. We do this by including the appropriate changes to emission databases developed for the Climate Model Intercomparison Project version 6 (CMIP6) in Community Earth System Model (CESM2) simulations. The aerosol termination effect simulated by the updated CESM2 simulations of W m−2 and 0.08 K±0.03 K is consistent with observations of both radiative forcing and surface temperature, manifesting a similar delay as the one observed in observational datasets between the implementation of the emission changes and the anomalous increase in warming. Our findings highlight the importance of considering realistic near-future changes in short-lived climate forcers for future climate projections, such as for CMIP7, for an improved understanding and communication of short-term climatic changes.
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In 2020, the International Maritime Organization (IMO) prescribed changes in the sulfur content of shipping fuels, which resulted in a strong reduction in the particulate emissions of the sector, especially over the North Atlantic corridor. Past research indicated that such change would lead to a minor increase in the global Earth energy imbalance (Partanen et al., 2013), mainly through a reduction in cloud formation (Jin et al., 2018). To date, no Coupled Model Intercomparison Project Phase 6 (CMIP6) Earth system model simulations have directly tried to ascertain the magnitude and role that this abrupt change in forcing would have on the Earth system, which we try to do here in the Community Earth System Model (CESM). We leverage the CESM2 Large Ensemble (LENS2, Rodgers et al., 2021), which post-2014 uses an emission pathway (the Shared Socio-economic Pathway (SSP) 3-7.0) that does not consider any change in shipping emissions post-2020, and consider a new ensemble of simulations with the only change starting in January 2020 with a sudden drop in sulfate shipping emissions of 90 %, hereby named NOSHIP or CESM2-LENS2 without shipping emissions. This drop is consistent with changes reported in (Hoesly and Smith, 2024) (see Appendix A and Fig. A1). In fact, none of the existing scenarios used in CMIP6 (Meinshausen et al., 2020) include substantial changes in shipping emissions in the present or near future of the same magnitude as those planned by the IMO. Our simulations can help bridge this gap and provide a useful reference point for future emission scenarios such as those for the Phase 7 of CMIP (Meinshausen et al., 2023). The relevance of air quality measures on regional climate has been highlighted before (Zheng et al., 2020; Takemura, 2020; Schumacher et al., 2024): however, the IMO change case may present a unique case study in which global radiative balance may have been measurably affected due to a sharp, almost-instantaneous, event, thereby providing a useful benchmark for climate model sensitivity.
2.1 Top-of-the-atmosphere radiative forcing
Compared to the CESM2-LENS2 in the default emission scenario, our simulations show an increase in absorbed solar radiation (ASR) and net radiation at the top of the atmosphere (TOA, longwave + shortwave) that is more consistent with the increase as measured by CERES (Fig. 1); furthermore, this overall increase is consistently observed as coming from an increase in cloud radiative forcing (CRF; see Fig. A2) and not from a direct aerosol forcing (clear sky) as in CERES (Fig. A3). This is also confirmed by the different magnitude of optical depth changes simulated by CESM2 (Fig. A2). The global net radiative forcing (RF) effect as diagnosed by the change between LENS2 and NOSHIP (Fig. 1c, orange and green lines, respectively) is 0.14 W m−2, which is within the range of previous estimates (with a minimum of +0.06 and a maximum of +0.37 W m−2 across different studies; see Partanen et al., 2013; Yuan et al., 2024; Yoshioka et al., 2024; Skeie et al., 2024; Forster et al., 2024). This indicates that CESM can better capture short-term forcing changes if the proper emission changes are accounted for, and being more consistent with actual anthropogenic aerosol emissions would help reconcile the CESM-projected TOA energy imbalance with the observed values. It is worth highlighting that ERA5 reanalyses also present a considerable mismatch between their radiative fluxes and the observed ones, posing a question about the reliability of this reanalyses product for this specific purpose.
Our results are also consistent with previous studies in which aerosol emissions have already been shown to present a source of bias for CESM2 compared to observations (Ramachandran et al., 2020; Zhang et al., 2019) in other regions.
2.2 Temperature impacts
It has already been highlighted that global surface temperatures in 2023 cannot be explained by natural variability alone (Rantanen and Laaksonen, 2024). In Fig. 2 (see also Figs. A5–A7) we try to understand if such observed temperature anomalies can be connected with the shipping emission changes. Even if a radiative forcing change at a specific time can be detected, its translation to a temperature signal can be complicated by natural variability, internal climatic oscillations, and time lags due to slow oceanic response and cloud adjustments. As an example, estimates of the exact magnitude of the cooling signal from Pinatubo have varied (0.14–0.5 K, Canty et al., 2013) even if the forcing change has been robustly evaluated (Soden et al., 2002; Schmidt et al., 2018).
Here we use our two ensembles to perform an attribution of the 2023 temperature impact by comparing their results in the 3 years following the change in emission between the two scenarios. We compared our model's results with the anomalies in various surface air temperature datasets (see Fig. A4), but here we only show the model's results compared to Berkeley due to the small variations across the datasets (see Appendix A). We looked at monthly detrended global temperature anomalies over the period 2020–2023, i.e., removing the assumed linear contribution from greenhouse gases and seasonality. Figure 2b shows the monthly detrending method applied to August months, which has been used for each month of the 3-year time series in Fig. 2a. For the NOSHIP ensemble we considered both average and high estimates of shipping emission impact (light and dark green lines, respectively), calculated as the ensemble average and ensemble average plus 1 standard deviation in NOSHIP. The likelihood of temperatures occurring in Fig. 2c and d is calculated for the measured temperature anomalies (black line) and for the measured temperature anomalies without the average and high contribution estimated from ship emissions (light and dark red lines corresponding to the light and dark green lines of Fig. 2a, respectively).
In LENS2, the mean ensemble response does not show anomalous increases in any of the years under analyses, whereas the NOSHIP ensemble demonstrates a striking agreement with observations in the manifestation of an anomaly compared to past years starting in June 2023, i.e., 3 years after the change in shipping emission (Fig. 2d). Analysis of the El Niño–Southern Oscillation (ENSO) state (Fig. A8) suggests that the anomaly cannot solely be attributed to a strong El Niño event starting in 2023, as it appears in ensemble members even during El Niña states. This indicates that CESM responds to the global mean increase in incoming solar radiation in a way that is physically consistent with observations, manifesting in a delay in the surface temperature response with a time lag on the order of 3 years.
Compared with the overall distribution of expected monthly anomalies in LENS2 (Fig. 2c), measured anomalies from Berkeley are statistically unlikely for the months from July to December (more than 2σ), with September peaking with a likelihood of 0.02 %. Considering the temperature contribution from shipping emissions, our results indicate that the same anomalies were roughly 9 times more likely to occur and 27 times if we consider the higher-end estimate of the shipping contribution estimated by CESM (average +1σ of the NOSHIP ensemble) (Fig. 2d). For each month but September, this result indicates that, on its own, a change in shipping emissions can be considered a primary contributor capable of explaining the 2023 anomalies in light of internal variability.
The changes observed in the global mean also do not necessarily translate to an even change across the globe: in Fig. 3a we also show which regions, based on the difference between the two CESM ensembles, show significant changes in their annual mean temperatures in 2023. Our results indicate that most of the regions affected are ocean ones, especially in the North and South Atlantic and over the Pacific, with areas of significance over land in the Middle East and at high latitudes in the Northern Hemisphere. This is explainable by observing where most of the changes in absorbed solar radiation at the surface are, which we show in Fig. 3b considering the integrated change over the 2021–2023 period. In Fig. 3c and d we show that the changes in shipping emissions can also have some detectable effects on daily temperature extremes. Using the 90th percentile of daily maximum temperature (see Appendix A), we show that, while the variability is quite high, a signal is distinguishable, especially in late 2023 and in 2024 in the NOSHIP ensemble, with a higher percentage of very hot days especially in 2024.
Our results underscore the importance of considering realistic changes in aerosol emissions when discussing the evolution of surface temperatures at different timescales: we show both that by 2030 the overall temperature increase is projected to be 0.14 K (Fig. A4) and that in the 2020–2024 period there is clearly a heightened signal that contributes to the anomalous sudden increase. Compared to previous research analyzing aerosol emission changes that mostly happened over land (i.e., Forster et al., 2020 in the case of COVID), in this case the complex interplay of cloud-mediated changes, absorbed solar radiation by the ocean and ocean response may help explain why the emergence timescale is different. Our findings also point to the fact that future policy decisions around abrupt reductions in tropospheric aerosols might want to take into account their surface temperature impact: while it is clear that policies that improve air qualities save lives (Partanen et al., 2013), the presence of recent international agreements such as the Paris Agreement focused on avoiding future increases in temperature indicate that such air-quality focused policies, and more broadly other possible human and natural emission changes, may also need to be evaluated in the context of breaches of global temperature thresholds and related potential damage and risks. For instance, it would be legitimate to ask if such policies should be more explicitly framed in terms of estimates of the remaining carbon budget before they are enacted (Rogelj et al., 2019).
Our forcing estimates of +0.14 W m from CESM2 are located within the range of other recent works, which often used different methodologies to come to their conclusions. For instance, Yuan et al. (2024) found a forcing of 0.2±0.11 W m−2 (over the global oceans), indirectly estimating it from cloud changes as simulated by NASA's Global Earth Observing System, which would result in a global forcing very close to ours overall. However, their temperature estimate of 0.16 K is twice as large as our estimate of 0.08 K±0.03. Other studies like Skeie et al. (2024) tried to estimate the effective radiative forcing by conducting fixed sea surface temperatures (SSTs) similar to ours using four models (CESM2-CAM6, NASA GISS ModelE, NorESM2, OsloCTM3) and found a range of 0.06 to 0.09 W m−2, similar to Yoshioka et al. (2024), which found 0.13 W m−2 using HadGEM3-GC3.1, which is very close to the 0.14 W m W m−2 found in UKESM by Jordan and Henry (2024) under similar experimental protocols. In this latter case, they also estimate the temperature response in UKESM to be 0.046 K±0.010 K. A future assessment of the different methodologies used will be necessary to reconcile these estimates, perhaps coupling it with a rigorous multi-model assessment in CMIP7. A cause for our estimate being towards the higher end of others might be our use of fully coupled simulations, which may result in a warming-driven feedback on cloud forcing, and which we pursued to try to reconcile our estimates of both forcing and temperature changes with available observations. It is also possible that our results are overestimated due to an excessive sensitivity of CESM2 to cloud–aerosol interaction. They could also be driven by our ensemble size and our specific ways of detecting “significance” (for instance, see Watson-Parris et al., 2024, for a different interpretation of this while using a very similar modeling set-up as ours). If this is the case, however, it will be necessary to find other explanations for the anomalous 2023 temperatures that currently do not seem to exist – especially as the persistent anomaly even after 12 months appears to rule out a statistical fluctuation.
Finally, we note that Forster et al. (2024) suggested that the 2024 global aerosol radiative forcing was made more negative due to the contribution from the Canadian wildfire. While our study is not suited to directly quantify such a potential contribution due to prescribed biomass burning emissions that predate that specific event, we note that our analyses of CERES fluxes show a global positive increase in clear-sky fluxes between 2023 and 2024 (Fig. A2) that is hard to reconcile with such a hypothesis. While it is certainly possible that increased warming resulted in higher wildfire risks at high latitudes (as suggested by our Fig. 3a results), satellite data of top-of-the-atmosphere radiative fluxes does not seem to support a forcing compensation between sulfate from shipping and wildfire aerosols. However, future studies that also include realistic biomass burning could better clarify such matters.
Future analyses will shine further light on the reliability of CESM's response both in terms of changes in cloud cover and boundary layer sulfate and in terms of the response of such changes on the regional and global radiative forcing and temperature response. It is already clear from this work that in many cases the CESM ensemble is already underestimating the increasing radiative imbalance and, for instance, the near-term projection of max daily temperatures. However, here we think we have successfully argued that further analyses of the current years' changes should not ignore real-world policy changes, both those that have already happened and future planned changes.
A1 CEMS2-LENS2 simulations
The Large Ensemble Community Project (LENS2) consists of 100-member ensemble simulations that cover the historical period 1850–2014 (referred to as Historical) and the period 2015–2100 under the SSP3-7.0 emission scenario (referred to as SSP3-7.0). The simulations are performed (Rodgers et al., 2021) with the Community Earth System Model version 2 run within the Community Atmosphere Model version 6 (CESM2-CAM6) (Danabasoglu et al., 2020).
Ensemble members are initialized to capture to capture the internal variability of the climate system: 10 members are initialized from different years of the pre-industrial control cycle (from 1001 to 1191) to minimize drift, and 40 members are initialized from four initial dates (1231, 1251, 1281 and 1301) that identify the phases of the Atlantic Meridional Overturning Circulation (AMOC). For each starting date the ensemble members were created by randomly perturbing the atmospheric potential temperature field. We used 50 of the 100 ensemble members, i.e., members with smoothed biomass burning emissions of the CMIP6 protocol (11-year running means over the period 1990–2020 (Rodgers et al., 2021).
We additionally performed 10-member ensemble simulations under the SSP3-7.0 scenario (referred to as NOSHIP or CESM2-LENS2 without shipping emissions), branched from the available ensemble members with start dates 1011–1191 and smoothed biomass burning emissions of the CMIP6 protocol, reducing sulfur emissions from shipping (Hoesly et al., 2018) by 90 % everywhere over the oceans in accordance with IMO 2020 regulations from 2020 to 2030 (Fig. A1a) and keeping all other emissions the same. The drop in sulfur emissions results in an average reduction over this decade compared to the reference period 2000–2007 of 4.2 Tg S yr−1 globally. Due to our computational constraints, we only performed 10 ensemble members compared to the original ensemble of 50. However, following Tebaldi et al. (2021) and Frankcombe et al. (2018), our ensemble size is representative of the perturbed state to allow us to estimate forcing changes.
A2 Observations and reanalysis
The shipping-based sulfur emissions used here are from the Community Emission Data System (CEDS), which provides estimates of emissions of anthropogenic greenhouse gases, reactive gases and aerosols from 1750 to present based on existing emission inventories, emission factors, and activity and/or driver data (Hoesly and Smith, 2024).
To compare simulated radiative fluxes, we used satellite data from the Clouds and the Earth's Radiant Energy System (CERES) Energy Balanced and Filled Top-of-Atmosphere fluxes version 4.2 (CERES_EBAF_Edition4.2, NASA/LARC/SD/ASDC, 2023) and climate reanalysis data from the fifth-generation European Centre for Medium-range Weather Forecasts (ECMWF) reanalysis (ERA5, Hersbach et al., 2023).
Simulated surface temperatures are compared with ERA5 data, Berkeley Earth data, the Met Office Hadley Centre/Climatic Research Unit global surface temperature dataset version 5.0.2.0 (HadCRUT5) and the NOAA Global Surface Temperature Dataset version 6.0 (NOAA-GlobalTemp v6.0). For the results in our Fig. 2, we tested all datasets but ultimately only showed Berkeley, as our conclusions were largely independent of the dataset chosen (see Fig. A5).
The Berkeley Earth Land/Ocean Temperature Record (Rohde and Hausfather, 2020) combines the Berkeley Earth land surface temperature field with an interpolated version of the Met Office Hadley Centre Sea Surface Temperature dataset version 4.0.0.0 (HadSST4). HadCRUT5 (Morice et al., 2021) uses a statistical infilling method to integrate sea surface temperature data from the HadSST4 with land surface air temperature data from the Climatic Research Unit temperature dataset version 5.0.0.0 (CRUTEM5). NOAAGlobalTempv6 (Huang et al., 2024) combines the land–ocean surface temperature analysis from the Extended Reconstructed Sea Surface Temperature (ERSSTv5) with land surface air temperature analysis, which are part of the Global Historical Climatology Network Monthly (GHCNm) temperature database.
A3 Calculation of temperature anomalies
Temperature anomalies for both observations and modeling results are calculated by subtracting the average value on the 1981–2000 period. Each month is detrended considering the time series for each month separately, removing the trend calculated as a linear fit on the 1981–2020 period.
A4 Probability density function of detrended temperature anomalies
The probability density function (PDF) for each month of the year (Fig. A6) is calculated based on the detrended temperature anomalies from 1981 to 2020 (Fig. A5), as define previously, in CESM2-LENS2 with a shipping emissions simulation, including all ensemble members, and is henceforth referred to as CESM2-LENS2 PDF. The right-tail values are calculated as one minus the cumulative density function (1−CDF) given CEMS2-LENS PDF for observational data from Berkeley and the so-called “expected probability with shipping emissions given CEMS2-LENS distribution” and “expected probability with shipping emissions +1σ given CEMS2-LENS distribution” (see Fig. 2c and d).
The latter two are the right-tail values, given the CEMS2-LENS distribution, for the detrended temperature anomalies calculated as the difference in the temperature anomalies minus the linear trend in the period 1981–2020 between observed values and the ensemble average in CESM2-NOSHIP (expected probability with shipping emissions given CEMS2-LENS distribution) and between observed values and the ensemble average plus 1 standard deviation in CESM2-NOSHIP (expected probability with shipping emissions +1σ given CEMS2-LENS distribution). This allows us to calculate the probability that the monthly temperature anomaly would have happened if the further warming contribution from shipping emissions had not been removed, treating the LENS2 data as being from a counterfactual world where shipping emissions are maintained and the difference between the observational dataset and the NOSHIP mean as a counterfactual observational dataset from a world that had maintained unaltered shipping emissions.
A5 Calculation of the extreme temperature index
TX90p is a climate change index defined as the percentage of days when daily maximum temperature is greater than the 90th percentile of daily maximum temperature (TX90p) according to the CCl/CLIVAR/JCOMM Expert Team (ET) on Climate Change Detection and Indices (ETCCDI, http://etccdi.pacificclimate.org, last access: 22 April 2024). We use this as a measure of changes in extreme temperatures over land that might be relevant for future impact assessments.
Thresholds for TX90p are calculated as described in Zhang et al. (2005) but without using a bootstrap procedure: the 90th percentile of daily maximum temperature is calculated for each day of the year over a base period of 40 years from 1961 to 2010 (and including all ensemble-members, in CESM case) and using data from 5 consecutive days centered on the day of interest. This means that in CESM the threshold for a given day of the year is calculated over a distribution of data (years × ensemble members × days). Each calendar day of the time series is compared with the respective threshold for that day of the year. We validated our calculations for CESM by applying the same method to the Berkeley dataset and comparing our results with those calculated by Climpact (https://www.climdex.org/, last access: 22 April 2024) The results are shown in Fig. A9, where we demonstrate a close match between available results and ours.
Simulation data used in this work are available at https://doi.org/10.5281/zenodo.11204379 (Quaglia, 2024).
IQ performed the CESM2 simulations, analyzed the results and assisted with the writing of the manuscript. DV conceptualized the study, wrote the manuscript and assisted with the analysis.
The contact author has declared that neither of the authors has any competing interests.
Publisher's note: Copernicus Publications remains neutral with regard to jurisdictional claims made in the text, published maps, institutional affiliations, or any other geographical representation in this paper. While Copernicus Publications makes every effort to include appropriate place names, the final responsibility lies with the authors.
The authors would like to thank the Cornell Atkinson Center for Sustainability for making this research possible by providing a Fast Grant Award to Daniele Visioni.
This research has been supported by the Cornell Atkinson Center for Sustainability through a 2030 Project Fast Grant.
This paper was edited by Claudia Timmreck and Axel Kleidon and reviewed by Piers M. Forster and one anonymous referee.
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