the Creative Commons Attribution 4.0 License.
the Creative Commons Attribution 4.0 License.
Reliability of resilience estimation based on multi-instrument time series
Ruxandra-Maria Zotta
Chris A. Boulton
Timothy M. Lenton
Wouter Dorigo
Niklas Boers
Many widely used observational data sets are comprised of several overlapping instrument records. While data inter-calibration techniques often yield continuous and reliable data for trend analysis, less attention is generally paid to maintaining higher-order statistics such as variance and autocorrelation. A growing body of work uses these metrics to quantify the stability or resilience of a system under study and potentially to anticipate an approaching critical transition in the system. Exploring the degree to which changes in resilience indicators such as the variance or autocorrelation can be attributed to non-stationary characteristics of the measurement process – rather than actual changes in the dynamical properties of the system – is important in this context. In this work we use both synthetic and empirical data to explore how changes in the noise structure of a data set are propagated into the commonly used resilience metrics lag-one autocorrelation and variance. We focus on examples from remotely sensed vegetation indicators such as vegetation optical depth and the normalized difference vegetation index from different satellite sources. We find that time series resulting from mixing signals from sensors with varied uncertainties and covering overlapping time spans can lead to biases in inferred resilience changes. These biases are typically more pronounced when resilience metrics are aggregated (for example, by land-cover type or region), whereas estimates for individual time series remain reliable at reasonable sensor signal-to-noise ratios. Our work provides guidelines for the treatment and aggregation of multi-instrument data in studies of critical transitions and resilience.
- Article
(2831 KB) - Full-text XML
-
Supplement
(1643 KB) - BibTeX
- EndNote
Observational records of climatic and environmental variables are not created equal – there exist large variations in the design, capabilities, and continuity of data sets. Many nominally continuous records are comprised of several different data sources, which undergo design changes through time (Pinzon and Tucker, 2014; Moesinger et al., 2020; Gruber et al., 2019). While diverse records are generally tightly cross-calibrated, slight changes between different measurement periods have the potential to impact inferences based on those data – especially in indicators which are based on high-frequency changes in data structure. Cross-calibration procedures are also often geared towards maintaining means, long-term trends, or intra-annual consistency (Moesinger et al., 2020; Pinzon and Tucker, 2014) and may not properly address high-frequency data structures and higher statistical moments than the mean (Preimesberger et al., 2020), despite recent work towards homogenizing higher-order statistics during data fusion (e.g., triple-collocation analysis) (Stoffelen, 1998; Gruber et al., 2017).
It has been noted that measuring the mean state (i.e., the first statistical moment) of a system alone is not sufficiently informative for determining the dynamical stability (or resilience) of that system (Boulton et al., 2022). The stability of a system in question is tightly linked to the characteristics of its variability; the variance (i.e., the second statistical moment) and lag-one autocorrelation (AR1) have been proposed as stability indicators (Scheffer et al., 2009; Dakos et al., 2009; Lenton, 2011; Smith et al., 2022). Indeed, changes in these higher-order characteristics can reveal that a system is already committed to a stability gain or loss that would be impossible to infer from the mean state alone and is not necessarily linked to observable long-term trends in the data (Scheffer et al., 2009; Boers, 2021). It is important to note that for this theoretical relationship to hold, variance and AR1 should be positively correlated, as they are inferred to be responsive to the same underlying process (Boers, 2021); if they are not, we cannot say with certainty whether system resilience is changing.
Variance and AR1, however, are potentially sensitive not only to shifts in the underlying processes associated with stability changes, but also to changes in equipment, measurement procedures, or data processing schemes. For example, averaging multiple data sets will reduce variance and increase autocorrelation; if the number of data sets used to create such an average changes through time, the temporal development of variance and AR1 will be anti-correlated, given no other changes to the underlying system.
Disentangling the effects of process and measurement changes can be very challenging in practice – the uncertainty and noise levels of satellite data sets can change drastically in both space and time, with or without any changes to instrumentation. Well-defined models for temporally and spatially explicit satellite noise currently do not exist, which limits the quantification of uncertainty in resilience estimates. Assessing changes in noise levels quantitatively using synthetic data with true reference known by construction can therefore help to understand whether observed changes in variance and AR1, for example, should be attributed to underlying changes in dynamical stability or rather to non-stationarities induced by changing measurement characteristics.
In this study, we explore the impacts of non-stationary measurement characteristics on resilience estimates using both synthetic data and (dis-)continuous satellite records – the multi-sensor microwave Vegetation Optical Depth Climate Archive (VODCA; Moesinger et al., 2020), GIMMS3g AVHRR normalized difference vegetation index (NDVI; Pinzon and Tucker, 2014), and MODIS NDVI (Didan, 2015) – which have been used in several studies of vegetation resilience (Verbesselt et al., 2016; Boulton et al., 2022; Smith et al., 2022; Feng et al., 2021; Forzieri et al., 2022). The potential impacts of changing satellite mix – VODCA and GIMMS3g contain information from several different satellites and instruments – have not previously been considered in depth with regards to estimating statistical resilience indicators such as variance or AR1. We first develop synthetic data which mimic the changing data structure of the VODCA and GIMMS3g data sets and then explore resilience estimation using ensembles of simulated time series. Combining these simulations can serve as a proxy for global or regional aggregations of spatio-temporal data fields (e.g., by creating a single average time series out of a larger set of observations). We then compare the results of the synthetic experiments to data from VODCA, GIMMS3g, and MODIS NDVI to quantify the reliability of both local- and global-scale resilience estimates based on satellite data. We focus on satellite-derived vegetation data, but our approach can in principle be adapted to discontinuous data records in general, from multi-proxy paleo-climate reconstructions to simple instrument upgrades at long-term weather stations.
2.1 Synthetic data
The underlying structure of a satellite-derived vegetation time series can be thought of as having three parts: (1) the underlying driving process given by vegetation growth and decline; (2) additional fluctuations including inter-annual variability and short-term weather-driven effects that we refer to here as dynamical noise; and (3) additional noise due to imperfect measurement or retrieval of the system, termed here as sensor or measurement noise. If we create a synthetic system where (1) and (2) are static, we can observe the influence of varying measurement noise (3) throughout a given time series. We can further control the instrument signal-to-noise ratio (SNR) by tuning the amplitude of measurement noise relative to the background signal.
We construct synthetic time series mimicking the structure of the VODCA data – that is, we generate daily data running from 1987–2017, comprised of five satellite platforms (Moesinger et al., 2020) (Table S1 in the Supplement). We first generate a time series X(t) that represents a true underlying signal by integrating, using Euler–Maruyama, the following stochastic differential equation:
with drift parameter a<0, a Wiener process W, and dynamical noise amplitude σdyn, defining an Ornstein–Uhlenbeck process (Boers et al., 2022). The dynamical noise term above, producing white Gaussian noise (dynamical noise), simulates background “environmental” variability (e.g., due to weather fluctuations).
Using this signal as a basis, we then add additional measurement noise according to the relative reliability of each sensor that makes up the VODCA data set:
where the synthetic series Xsatellite is comprised of the true signal X plus additional measurement noise σ scaled by the relative reliability of each satellite Rsatellite and a scaling factor SNR to either increase or decrease the contribution of measurement noise to the synthetic series. High SNR or reliability de-emphasizes measurement noise; low SNR or reliability increases the contribution of measurement noise to the overall signal. The relative reliability of each satellite used in this study can be found in Table S1 in the Supplement.
Finally, we mix the five sensors together by taking a daily mean, creating a single time series covering the whole time span of the VODCA data. We then further average this daily time series into bi-weekly means to match the temporal resolution of the NDVI data. We repeat this experiment 1000 times to generate a sample which can be used to examine the influence of underlying changes in sensor noise across simulations. We create a further 100 iterations of this process (), taking the median time series at each of the 100 iterations to assess the impacts of averaging the underlying data or resilience estimates at different stages of analysis.
We perform a similar simulation procedure for GIMMS3g NDVI, which is comprised of a larger number of satellites (Table S2 in the Supplement; Pinzon and Tucker, 2014). However, we use a bi-weekly maximum value composite instead of a bi-weekly mean to better match the processing employed in the GIMMS3g product. Full code to reproduce our synthetic experiments can be found on Zenodo (Smith and Boers, 2022). Finally. we note that all correlations presented in this study refer to the Pearson's correlation coefficient.
2.2 Satellite data
We rely on three satellite data records in this study: (1) Ku-band vegetation optical depth (VOD) at 0.25∘ spatial resolution (daily, 1987–2017) (Moesinger et al., 2020), (2) GIMMS3g normalized difference vegetation index (NDVI, based on AVHRR) at spatial resolution (bi-weekly, 1981–2015) (Pinzon and Tucker, 2014), (3) MODIS MOD13 NDVI at 0.05∘ (16 d, 2000–2022; Didan, 2015). To limit the influence of anthropogenic activity on our results, we mask out anthropogenic (e.g., urban) and changing (e.g., forest to grassland) land covers using MODIS MCD12Q1 (500 m, 2001–2020) land-cover data for each data set. That is, we remove any pixels that have a changed land-cover classification at any point during the period 2001–2020. Land-cover data are resampled to match the other vegetation data via the mode. Finally, we remove areas with low long-term-average NDVI (<0.1) to focus our analysis on vegetated areas.
For both MODIS and GIMMS3g NDVI data, we remove cloud cover and other artifacts using an upwards correction approach (Chen et al., 2004). We further resample VOD data to a bi-weekly time step to more closely match the temporal resolution of the NDVI data sets. Using these cleaned and consistently sampled data, we de-season and de-trend the data via seasonal trend decomposition by loess (Cleveland et al., 1990; Smith and Bookhagen, 2018; Smith et al., 2022). Further details of the decomposition procedure, data correction, and land-cover masking can be found in Smith et al. (2022).
3.1 Construction of synthetic data
Generally, changes in the amplitude of the measurement noise throughout a time series will – assuming that temporal correlations in the measurement noise decay rapidly – have opposing impacts on AR1 and variance; increasing noise will reduce autocorrelation while increasing variance. Hence, time-variable measurement noise will bias AR1 and variance towards anti-correlation, given no other changes to the system. We can test this with a synthetic experiment which roughly mimics the sensor input data of the VODCA product (Fig. 1).
As can be seen in Fig. 1, the addition of multiple overlapping signals with different properties significantly changes the dynamics of the signal through time. This effect, however, is also controlled by the overall SNR of the synthetic satellite data that are averaged together (Figs. S1–S3 in the Supplement). When measurement SNRs are low, the underlying signal (Fig. 1a) is lost; with higher SNRs, the effects of combining multiple signals are increasingly muted (Figs. S1–S3 in the Supplement).
3.2 Signal-to-noise ratios and data aggregation
The correlation of AR1 and variance for the raw underlying signal (i.e., for the synthetic Ornstein–Uhlenbeck process containing only dynamical noise; Fig. 1a) is by construction high (∼1) and is controlled primarily by the degree of autocorrelation in the underlying process (Table 1, Fig. S4 in the Supplement). In contrast, a signal with time-variable measurement noise will tend towards anti-correlation between AR1 and variance as the changing noise level pushes the two metrics in opposite directions (Fig. 2). This effect can also be enhanced by averaging multiple time series; changes in measurement noise that occur contemporaneously in all time series are emphasized. Constant underlying variation (dynamical noise) between time series is removed to the extent that it is independent, which further increases the relative strength of the time-variable measurement noise in the aggregated signal.
If we vary the SNR in our synthetic experiments we can examine the degree to which changes in both the amplitude and structure of measurement noise are reflected in the resilience metrics AR1 and variance. We further compare three ways of calculating the correlation between AR1 and variance: (1) the median of the correlation coefficients of AR1 and variance of each individual measured time series (n=1000), (2) the correlation coefficient of the median AR1 and variance time series (n=1000), and (3) the correlation coefficient of the AR1 and variance of the median synthetic time series () (Fig. 2); these different aggregation schemes are summarized in Table 1. We note that we use the resampled bi-weekly means for our estimates of AR1 and variance (Fig. 1c, black line); this does not impact our inferences from the data.
It is clear that changes in measurement noise – in the absence of changes to the underlying process – will lead to strong anti-correlation in the two commonly used resilience metrics AR1 and variance (Fig. 2). This effect is more pronounced for lower SNRs if the AR1 and variance of individual time series, or of median time series (Fig. 2, right column), are considered. However, the correlation remains strongly negative when the median of large ensembles of AR1 and variance time series is considered (Fig. 2, left column). Essentially, in this case the dynamical characteristics are averaged out, while the influence of the changing sensor mix, common to all time series, persists and dominates the AR1 and variance medians.
We emphasize that while the correlation between AR1 and variance is generally positive for individual synthetic series – assuming reasonable SNRs (Fig. 2, Table 1) – averaging their AR1 and variance time series leads to strong anti-correlation (Table 1). In contrast, first averaging the underlying signal and then computing the AR1 and variance of that averaged time series leads to positive correlations at higher SNR (Fig. 2, right column), indicating that the biassing effect of the sensor mix is attenuated. It is important to emphasize this point – averaging an ensemble of AR1 and variance time series leads to anti-correlation, and thus to strong biases, while averaging the time series first and then calculating AR1 and variance leads to positive correlation, and thus to weaker biases; which features of the noise structure of the time series are emphasized by these two averaging schemes has a strong impact on the outcome and hence the interpretation of changes in AR1 and variance through time.
3.3 Comparison to global satellite data
It is possible to compare time-explicit changes in AR1 and variance from synthetic data (Fig. 2) to global averages of pixel-wise AR1 and variance estimates for both VODCA and GIMMS3g NDVI (Figs. 3, S5 in the Supplement). How well the changes in AR1 and variance for the synthetic and satellite cases match up is strongly controlled by estimates of the underlying measurement noise levels – i.e., their SNR – of each individual satellite record that comprises the VODCA and GIMMS3g NDVI data sets, respectively. As we cannot constrain dynamic uncertainties or SNRs in the empirical satellite data, we focus rather on comparing the time evolution of the synthetic and empirical signals (Fig. 3). It is important to note that VODCA data are merged via cumulative distribution matching and daily means (Moesinger et al., 2020), and GIMMS3g is aggregated by bi-weekly maxima (Pinzon and Tucker, 2014).
Both satellite data sets exhibit anti-correlation between the global medians of AR1 and variance time series, to different degrees (Figs. 3, S5 in the Supplement). In the case of VODCA (Fig. 3), where the relative noise levels of the individual satellite instruments are fairly well constrained, the overall shapes of the medians of the AR1 and variance of the synthetic measured time series (red) match quite well to the global median AR1 and variance time series computed from VODCA (blue), especially at low SNR (Fig. 3a, c). At higher SNRs, the results for the synthetic data still generally follow the global pattern of the VODCA data (Fig. 3b, d) but have a more positive AR1–variance correlation. This indicates that – when globally aggregated – AR1 and variance changes in the VODCA data set are to some degree controlled by changes in the underlying data structure. Inferences on actual stability or resilience changes, if based on large-scale averages or medians of AR1 and variance time series, are hence likely to be biased.
For the case of GIMMS3g NDVI, resilience metrics – particularly AR1 – do not match as closely to the synthetic data, especially in the case of low-SNR data, where the influence of multiple overlapping sensors is strongly expressed (Fig. S5 in the Supplement). As the GIMMS3g NDVI product uses a maximum value composite approach, the presence of many overlapping satellite data sets has a strong impact on AR1 and variance. It is also important to note that before 2000, GIMMS3g NDVI relies on AVHRR/2, and from 2000 onwards, the GIMMS3g NDVI relies on data from the AVHRR/3 satellite instrument (as well as SeaWiFS, SPOT, MODIS, PROBA V, and Suomi for calibration) (Pinzon and Tucker, 2014). This change in instrument sensitivity also likely contributes to changes in AR1 and variance through time (Fig. S5 in the Supplement).
It is clear from both the synthetic (Fig. 2) and real (Fig. 3) data that aggregating many AR1 and variance time series leads to strong anti-correlation between AR1 and variance, suggesting biases caused by changes in the data structure and measurement noise. In the synthetic experiment – and at high SNRs – individual synthetic series maintain the expected positive correlation between AR1 and variance even when the medians of AR1–variance series exhibit anti-correlation (Fig. 2, left column). As it is expected that real satellite data have a relatively high SNR (>2) (Salomonson et al., 1989), it is likely that individual time series also exhibit this positive correlation between AR1 and variance and that the biassing effect of changing sensor mixes will be weakly expressed. It is important to note, however, that not all land surfaces are equally well measured – SNR can vary considerably based on instrument, spectra, and land-cover type.
3.4 Individual time series correlations
It is important to distinguish between global-scale aggregations and the behavior of individual pixels. If we perform our correlation analysis for the satellite vegetation data sets at the pixel scale, we can explore the distribution of correlation coefficients between AR1 and variance at each grid cell and compare them to the corresponding distributions for the synthetic data for different SNRs (Fig. 4). Correlation coefficients for satellite data are divided by land-cover type to reduce the number of points in each aggregation and emphasize that the positive correlations between AR1 and variance are consistent across multiple ecosystems.
As expected, the distribution of correlation coefficients between AR1 and variance is skewed towards negative values for synthetic data at low SNRs (Fig. 4a). As there are no other processes in the synthetic data that would drive a change in AR1 or variance, correlation is strongly influenced by changes in measurement noise through each individual time series. This, however, is not the case for the satellite data records (Fig. 4b–d) or the synthetic data at higher SNRs (Fig. 4a).
Both multi-instrument (VODCA, GIMMS3g NDVI) and single-instrument (MODIS NDVI) data show strong positive correlations between the individual AR1 and variance time series across all land-cover types. We posit that this is mainly due to changes in underlying processes driving vegetation through time – for example, inter-annual precipitation variability, long-term trends, or ecosystem changes. To lead to overall positive correlations between AR1 and variance, these changes would have to be larger than the shifts in noise driven by changes in the underlying satellite record. While we cannot rule out a residual influence of those changes at the level of individual time series, these results suggest that individual-pixel AR1 and variance estimates are reliable; global- or regional-scale averages of AR1 and variance time series should be treated with more caution.
Multi-instrument data are common across the environmental sciences. While long-term records generally aim to create continuous and tightly cross-calibrated data, they do not always maintain continuous higher-order statistics, such as the variance and autocorrelation structure of the data record (Pinzon and Tucker, 2014; Moesinger et al., 2020; Markham and Helder, 2012; Claverie et al., 2018; Smith et al., 2008; Stoffelen, 1998; Gruber et al., 2017). This is partially by design – there are vastly more studies examining mean states and long-term trends in data than those focused on higher-order statistics, and especially AR1 and variance as resilience indicators. Nevertheless, an increasing number of studies have investigated resilience shifts based on these indicators using multi-instrument data.
We focus here on two discontinuous data sets – VODCA and GIMMS3g – which have been used in recent investigations into the resilience of vegetation regionally and globally (Smith et al., 2022; Boulton et al., 2022; Feng et al., 2021; Rogers et al., 2018; Hu et al., 2018; Wu and Liang, 2020; Jiang et al., 2021). The validity of these multi-sensor records for analyzing vegetation resilience has been debated (Smith et al., 2022); indeed, we find that much of the global-scale structure of VOD resilience changes – if inferred based on large-scale aggregates of AR1 and variance time series – can be reproduced with synthetic data mimicking a changing mix of sensors (Fig. 3). While synthetic data do not match as closely for AVHRR (Fig. S5 in the Supplement), questions remain about the degree of influence changing data structure has on interpretations of changing resilience.
Based on our results, we infer that the correlation between AR1 and variance time series can serve as a rough proxy for the strength of the biases caused by combining different sensors; the more negative (positive) the correlations, the stronger (weaker) this effect will be. While the residual influences of changing measurement noise cannot be strictly ruled out – especially in a real-world case where measurement noise is influenced by a wide range of factors – individual AR1 and variance series exhibiting positive correlations indicate that process-level changes, rather than changes in measurement noise, dominate AR1 and variance signals. Our analysis of synthetic data (Figs. 2, 4) shows that reasonably high SNRs strongly reduce the influence of changing measurement noise on resilience metrics at the individual time series level or if resilience metrics are computed from aggregated time series of the system state, even given relatively large variations in measurement noise through time. However, our results also show that taking large-scale averages of AR1 and variance time series – especially over incoherent spatial regions – should generally be avoided as this tends to amplify the biases induced by changing sensors. This is a key practical finding of our analysis, as regional- or global-scale resilience changes are often presented by averaging along a time axis (Smith et al., 2022; Boulton et al., 2022; Feng et al., 2021; Forzieri et al., 2022); this way of averaging data has the potential to enhance the influence of time-variable measurement noise and hence lead to erroneous interpretations of changing system resilience.
Our findings have important implications for recent regional- and global-scale analyses of vegetation resilience based on VODCA (Smith et al., 2022; Boulton et al., 2022) and GIMMS3g (Feng et al., 2021). All three papers rely primarily on individual-pixel-level analyses to support their inferences about changing resilience patterns, which our results indicate are reliable (Figs. 2, 4); indeed the vast majority of VOD and GIMMS3g time series globally have positive AR1 and variance correlations (Fig. 4). However, these three papers also present spatially aggregated trends in resilience indicators – for example, Extended Data Fig. 6 in Smith et al. (2022) and Fig. 2c in Boulton et al. (2022) – that should be treated with caution, as our synthetic experiments indicate that aggregated AR1 and variance time series can be strongly influenced by changes in measurement noise (Fig. 2).
Despite the strong positive correlations seen between AR1 and variance at the individual-pixel level (Fig. 4), changes in satellite mix will still influence long-term estimates of resilience, especially if AR1 and variance are aggregated across multiple time series. This impact is unfortunately difficult to quantify – the underlying noise of a satellite data record is highly sensitive to the individual characteristics of the location being monitored, and measurement noise can change drastically in time and space. Coastal areas with strong atmospheric moisture signals will behave differently than dry continental interiors; these differences will be sensitive to diverse factors (e.g., sensing wavelength, time of day of overpass, satellite footprint size). Thus, not all time series are equally reliable, and the influence of sensor noise on resilience metrics could vary widely. Without a strong handle on the underlying driving process, any quantification of changing satellite noise will be difficult to disentangle from changes in the ecosystem being measured. A better model or empirical quantification of the SNR of different satellite platforms would greatly improve our ability to assess the uncertainty in changes in ecosystem dynamics and especially resilience.
There is thus no safe and efficient way to correct for this influence globally; simple strategies such as removing the global average signal from each individual time series as a normalization procedure create the risk of destroying any underlying changes in AR1 and variance that are in fact due to changing resilience, such as those potentially driven by global or regional environmental changes. If, however, there is a strong reason to believe that a region will behave coherently, some of the influence of changes in satellite instrumentation can be removed by first aggregating time series from such a region and then calculating the AR1 and variance of the resulting mean time series (see Fig. 2, right column). Conversely, first calculating AR1 and variance and then averaging those metrics over a region will emphasize changes in the data structure unrelated to resilience changes (see Fig. 2, left column). It is thus important to consider carefully the stage at which data are aggregated, the scale at which changes in resilience are expected to be expressed (Wang and Loreau, 2014), and how to interpret regional- or global-scale changes in AR1 and variance.
Our analysis highlights the potential pitfalls of using multi-instrument or discontinuous data to monitor the commonly used resilience indicators given by lag-one autocorrelation and variance. We find that when time series of these resilience indicators are averaged – as would typically be done to show regional- or global-scale changes – the influence of changes in the underlying data structure is enhanced, leading to potentially erroneous and biased interpretations. On the other hand, both synthetic and empirical experiments indicate that – given reasonable signal-to-noise ratios – process-based or environmental changes in individual time series are a more important driver of changes in the resilience indicators AR1 and variance than changes in the measurement process. This is an important insight that emphasizes how best to aggregate, present, and interpret changes in resilience across disciplines. We emphasize that single-sensor instrument records – when available – should be preferred for analyses of system resilience.
Data used in this study are publicly available from Moesinger et al. (2020) (https://doi.org/10.5281/zenodo.2575599, Moesinger et al., 2019), https://doi.org/10.3390/rs6086929 (Pinzon and Tucker, 2014), https://doi.org/10.5067/MODIS/MCD12Q1.061 (Friedl and Sulla-Menashe, 2015), and https://doi.org/10.5067/MODIS/MOD13C1.006 (Didan, 2015). Code to reproduce the synthetic data used in this study can be found on Zenodo: https://doi.org/10.5281/zenodo.7009414 (Smith and Boers, 2022)
The supplement related to this article is available online at: https://doi.org/10.5194/esd-14-173-2023-supplement.
TS and NB conceived and designed the study and interpreted the results. TS processed the data and performed the numerical analysis. TS wrote the manuscript with contributions from all co-authors.
The contact author has declared that none of the authors has any competing interests.
Publisher’s note: Copernicus Publications remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
The State of Brandenburg (Germany) through the Ministry of Science and Education and the NEXUS project supported Taylor Smith for part of this study. Taylor Smith also acknowledges support from the BMBF ORYCS project and the Universität Potsdam Remote Sensing Computational Cluster. Niklas Boers acknowledges funding from the Volkswagen Stiftung, the European Union’s Horizon 2020 research and innovation program under grant agreement no. 820970 and under the Marie Skłodowska-Curie grant agreement no. 956170, and the Federal Ministry of Education and Research under grant no. 01LS2001A. This is TiPES contribution no. 174. This open-access publication was funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation), project no. 491466077.
This research has been supported by the Bundesministerium für Bildung und Forschung (ORYCS); the Brandenburger Staatsministerium für Wissenschaft, Forschung und Kultur (NEXUS); the Horizon 2020 research and innovation program (TiPES, grant no. 820970; Marie Skłodowska-Curie Actions, grant no. 956170); and the Bundesministerium für Bildung und Forschung (grant no. 01LS2001A).
This paper was edited by Anping Chen and reviewed by three anonymous referees.
Boers, N.: Observation-based early-warning signals for a collapse of the Atlantic Meridional Overturning Circulation, Nat. Clim Change, 11, 680–688, 2021. a, b
Boers, N., Ghil, M., and Stocker, T. F.: Theoretical and paleoclimatic evidence for abrupt transitions in the Earth system, Environ. Res. Lett., 17, 093006, https://doi.org/10.1088/1748-9326/ac8944, 2022. a
Boulton, C. A., Lenton, T. M., and Boers, N.: Pronounced loss of Amazon rainforest resilience since the early 2000s, Nat. Clim Change, 12, 271–278, 2022. a, b, c, d, e, f
Chen, J., Jönsson, P., Tamura, M., Gu, Z., Matsushita, B., and Eklundh, L.: A simple method for reconstructing a high-quality NDVI time-series data set based on the Savitzky–Golay filter, Remote Sens. Environ., 91, 332–344, 2004. a
Claverie, M., Ju, J., Masek, J. G., Dungan, J. L., Vermote, E. F., Roger, J.-C., Skakun, S. V., and Justice, C.: The Harmonized Landsat and Sentinel-2 surface reflectance data set, Remote Sens. Environ., 219, 145–161, 2018. a
Cleveland, R. B., Cleveland, W. S., McRae, J. E., and Terpenning, I.: STL: A seasonal-trend decomposition procedure based on loess, J. Off. Stat., 6, 3–73, 1990. a
Dakos, V., Nes, E. H., Donangelo, R., Fort, H., and Scheffer, M.: Spatial correlation as leading indicator of catastrophic shifts, Theor. Ecol., 3, 163–174, https://doi.org/10.1007/s12080-009-0060-6, 2009. a
Didan, K.: MOD13C1 MODIS/Terra Vegetation Indices 16-Day L3 Global 0.05Deg CMG V006, NASA EOSDIS Land Processes DAAC [data set], https://doi.org/10.5067/MODIS/MOD13C1.006, 2015. a, b, c
Feng, Y., Su, H., Tang, Z., Wang, S., Zhao, X., Zhang, H., Ji, C., Zhu, J., Xie, P., and Fang, J.: Reduced resilience of terrestrial ecosystems locally is not reflected on a global scale, Communications Earth & Environment, 2, 1–11, 2021. a, b, c, d
Forzieri, G., Dakos, V., McDowell, N. G., Ramdane, A., and Cescatti, A.: Emerging signals of declining forest resilience under climate change, Nature, 608, 534–539, https://doi.org/10.1038/s41586-022-04959-9, 2022. a, b
Friedl, M. and Sulla-Menashe, D.: MCD12C1 MODIS/Terra+ Aqua Land Cover Type Yearly L3 Global 0.05 Deg CMG V006 [data set], NASA EOSDIS Land Processes DAAC, https://doi.org/10.5067/MODIS/MCD12Q1.061, 2015. a
Gruber, A., Dorigo, W. A., Crow, W., and Wagner, W.: Triple collocation-based merging of satellite soil moisture retrievals, IEEE T. Geosci. Remote, 55, 6780–6792, 2017. a, b
Gruber, A., Scanlon, T., van der Schalie, R., Wagner, W., and Dorigo, W.: Evolution of the ESA CCI Soil Moisture climate data records and their underlying merging methodology, Earth Syst. Sci. Data, 11, 717–739, https://doi.org/10.5194/essd-11-717-2019, 2019. a
Hu, Z., Guo, Q., Li, S., Piao, S., Knapp, A. K., Ciais, P., Li, X., and Yu, G.: Shifts in the dynamics of productivity signal ecosystem state transitions at the biome-scale, Ecol. Lett., 21, 1457–1466, 2018. a
Jiang, H., Song, L., Li, Y., Ma, M., and Fan, L.: Monitoring the Reduced Resilience of Forests in Southwest China Using Long-Term Remote Sensing Data, Remote Sens., 14, 32, https://doi.org/10.3390/rs14010032, 2021. a
Lenton, T. M.: Early warning of climate tipping points, Nat. Clim. Change, 1, 201–209, https://doi.org/10.1038/nclimate1143, 2011. a
Markham, B. L. and Helder, D. L.: Forty-year calibrated record of earth-reflected radiance from Landsat: A review, Remote Sens. Environ., 122, 30–40, 2012. a
Moesinger, L., Dorigo, W., De Jeu, R., Van der Schalie, R., Scanlon, T., Teubner, I., and Forkel, M.: The Global Long-term Microwave Vegetation Optical Depth Climate Archive VODCA, (1.0), Zenodo [data set], https://doi.org/10.5281/zenodo.2575599, 2019. a
Moesinger, L., Dorigo, W., de Jeu, R., van der Schalie, R., Scanlon, T., Teubner, I., and Forkel, M.: The global long-term microwave Vegetation Optical Depth Climate Archive (VODCA), Earth Syst. Sci. Data, 12, 177–196, https://doi.org/10.5194/essd-12-177-2020, 2020. a, b, c, d, e, f, g, h, i
Pinzon, J. E. and Tucker, C. J.: A non-stationary 1981–2012 AVHRR NDVI3g time series, Remote Sens., 6, 6929–6960, https://doi.org/10.3390/rs6086929, 2014. a, b, c, d, e, f, g, h, i
Preimesberger, W., Scanlon, T., Su, C.-H., Gruber, A., and Dorigo, W.: Homogenization of structural breaks in the global ESA CCI soil moisture multisatellite climate data record, IEEE T. Geosci. Remote, 59, 2845–2862, 2020. a
Rogers, B. M., Solvik, K., Hogg, E. H., Ju, J., Masek, J. G., Michaelian, M., Berner, L. T., and Goetz, S. J.: Detecting early warning signals of tree mortality in boreal North America using multiscale satellite data, Glob. Change Biol., 24, 2284–2304, 2018. a
Salomonson, V. V., Barnes, W., Maymon, P. W., Montgomery, H. E., and Ostrow, H.: MODIS: Advanced facility instrument for studies of the Earth as a system, IEEE T. Geosci. Remote, 27, 145–153, 1989. a
Scheffer, M., Bascompte, J., Brock, W. A., Brovkin, V., Carpenter, S. R., Dakos, V., Held, H., van Nes, E. H., Rietkerk, M., and Sugihara, G.: Early-warning signals for critical transitions, Nature, 461, 53–9, https://doi.org/10.1038/nature08227, 2009. a, b
Smith, T. and Boers, N.: Reliability of Resilience Estimation based on Multi-Instrument Time Series, Zenodo [code], https://doi.org/10.5281/zenodo.7009414, 2022. a, b
Smith, T. and Bookhagen, B.: Changes in seasonal snow water equivalent distribution in High Mountain Asia (1987 to 2009), Sci Adv., 4, e1701550, https://doi.org/10.1126/sciadv.1701550, 2018. a
Smith, T., Traxl, D., and Boers, N.: Empirical evidence for recent global shifts in vegetation resilience, Nat. Clim Change, 12, 477–484, 2022. a, b, c, d, e, f, g, h, i
Smith, T. M., Reynolds, R. W., Peterson, T. C., and Lawrimore, J.: Improvements to NOAA’s historical merged land–ocean surface temperature analysis (1880–2006), J. Climate, 21, 2283–2296, 2008. a
Stoffelen, A.: Toward the true near-surface wind speed: Error modeling and calibration using triple collocation, J. Geophys. Res.-Oceans, 103, 7755–7766, 1998. a, b
Verbesselt, J., Umlauf, N., Hirota, M., Holmgren, M., Van Nes, E. H., Herold, M., Zeileis, A., and Scheffer, M.: Remotely sensed resilience of tropical forests, Nat. Clim Change, 6, 1028–1031, 2016. a
Wang, S. and Loreau, M.: Ecosystem stability in space: α, β and γ variability, Ecol. Lett., 17, 891–901, 2014. a
Wu, J. and Liang, S.: Assessing terrestrial ecosystem resilience using satellite leaf area index, Remote Sens., 12, 595, https://doi.org/10.3390/rs12040595, 2020. a